Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on December 1, 2016 indicate that Texas-based HD Vest Investment Services broker Delmert Bass has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Bass (CRD# 2098692).
Delmert Bass has spent twenty-five years in the securities industry and has been registered with HD Vest Investment Services in Fort Worth, Texas since September 2016. Previous registrations include HD Vest Investment Services in Conroe, Texas (2015-2016); HD Vest Investment Services in Conroe, Texas (2014-2015); H. Beck in Conroe, Texas (2006-2014); Securities America in La Vista, Nebraska (2004-2006); Tag Securities in Boca Raton, Florida (2001-2004); Terra Securities in Schaumburg, Illinois (2000-2001); and HD Vest Investment Securities in Irving, Texas (1991-2000). He is a registered broker with six US states: California, Colorado, Missouri, New Mexico, Oklahoma, and Texas. He has passed four securities industry examinations: Series 24 (General Securities Principal Examination); Series 6 (Investment Company Products/Variable Contracts Representative Examination); Series 7 (General Securities Representative Examination); and Series 63 (Uniform Securities Agent State Law Examination).
According to his BrokerCheck report, Delmert Bass has received one customer complaint.
In 2011 a customer alleged Delmert Bass, while employed at H. Beck, erroneously “transferred funds into the wrong investment fund family instead of a money market family.” The complaint settled in 2012 for more than $38,800.
If you or someone you know has lost money investing with Delmert Bass, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.