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Juan Goytia: 41 Pending Customer Complaints

Juan GoytiaPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 16, 2016 indicate that Puerto Rico-based UBS Financial Services broker Juan Goytia has been the subject of numerous resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Goytia (CRD# 4473937).

Juan Goytia has spent fourteen years in the securities industry and has been registered with UBS Financial Services in San Juan, Puerto Rico since 2002. He has no previous registrations. He is a registered broker with fourteen US states and territories.

According to his BrokerCheck report, Juan Goytia has received eight customer complaints and 41 pending customer complaints.

In 2016 a customer alleged Juan Goytia, while employed at UBS Financial Services, misrepresented and recommended unsuitable closed-end funds. The customer is seeking $350,000 in damages in the pending complaint.

In 2014 a customer alleged Juan Goytia, while employed at UBS Financial Services, unsuitably recommended an investment in Bancorp stock and Puerto Rico bonds. The complaint settled for $55,000.

In 2014 a customer alleged he, while employed at UBS Financial Services, misrepresented and recommended unsuitable investments in Puerto Rico municipal bonds and leverage. The complaint settled in April 2016 $72,500.

In 2014 a customer alleged he, while employed at UBS Financial Services, misrepresented and recommended unsuitable Puerto Rico bonds, closed-end funds and leverage. The complaint settled in 2016 for $150,000.

In 2014 a customer alleged he, while employed at UBS Financial Services, made unsuitable recommendations, over-concentrated the account, and misrepresented material facts related to investments in closed-end funds. The complaint settled in 2016 for $75,000.

In 2014 a customer alleged he, while employed at UBS Financial Services, failed to perform a suitability review and maintained an unsuitable strategy. The complaint settled in January 2016 for $187,500.

If you have complaints regarding Juan Goytia, call firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.