Public records published by the Financial Industry Regulatory Authority (FINRA) on December 21, 2016 indicate that Arizona-based H. Beck broker/adviser Dan Droeg has received resolved or pending customer disputes. The experienced attorneys at Fitapelli Kurta are interested in hearing from investors who have complaints regarding Mr. Droeg (CRD# 1509210).
Dan Droeg has spent thirty years in the securities industry and has been registered with H. Beck in Mesa, Arizona since 2012. Previous registrations include Woodbury Financial Services in Mesa, Arizona; American General Securities in Mesa, Arizona; SunAmerica Securities in Phoenix, Arizona; American General Securities in Phoenix, Arizona; Advantage Capital in Atlanta, Georgia; and Anchor National Financial Services. He is a registered broker with seven US states and territories: Arizona, California, Nevada, New Mexico, Ohio, Pennsylvania and Texas.
According to his BrokerCheck report, Dan Droeg has received one customer complaint and one pending customer complaint
In 2016 a customer alleged Dan Droeg, while employed at H. Beck, “recommended unsuitably over-concentrated and illiquid investments in numerous variable annuities for several Profit Sharing Plans and incorrectly reported the values and performance of the securities resulting in excess distributions, unnecessary fees and poor performance.” The customer is seeking more than $250,000 in damages in the pending complaint.
In 2005 a customer alleged Dan Droeg, while employed at American General Securities, made unsuitable investment recommendations. The complaint settled for more than $18,000.
If you or someone you know has a complaint regarding Dan Droeg, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.