Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on December 25, 2016 indicate that Massachusetts-based Next Financial broker Joeann Walker, also known as Joanne Mitchell, has been the subject of customer complaints. The experienced attorneys at Fitapelli Kurta are interested in hearing from investors who have complaints regarding Ms. Walker (CRD# 2210194).
Joeann Walker has spent 24 years in the securities industry and has been registered with Next Financial in Brockton, Massachusetts since April 2015. Previous registrations include LPL Financial in Brockton, Massachusetts; Commonwealth Financial in South Easton, Massachusetts; American Express Financial Advisors in Minneapolis, Minnesota; and IDS Life Insurance Company in Minneapolis, Minnesota. She is a registered broker with nine US states and territories: Connecticut, Delaware, Florida, Maine, Maryland, Massachusetts, Missouri, North Carolina, and Texas.
According to his BrokerCheck report, Joeann Walker has received three customer complaints.
In March 2016 a customer alleged Joeann Walker, while employed at Next Financial Group and LPL Financial, executed unauthorized stock sales, unauthorized and unsuitable variable annuity purchases, and unauthorized mutual fund switches. The complaint settled in November 2016 for $175,000.
In 2005 a customer alleged Joeann Walker, while employed at Commonwealth Financial Network, excessively turned over investments. The complaint settled for $9,000.
In 1999 a customer alleged Joeann Walker, while employed at American Express Financial Advisors, misrepresented an annuity surrender as non-taxable. The complaint settled for more than $14,300.
If you or someone you know has complaints regarding Joeann Walker, also known as Joanne Mitchell, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.