Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 30, 2016 indicate that Illinois-based Securities America broker Joseph Stowell has been the subject of resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Stowell (CRD# 852555).
Joseph Stowell has spent 38 years in the securities industry and has been registered with Securities America in Peoria Heights, Illinois since 2012. Previous registrations include Eagle One Investments in Peoria Heights, Illinois; Morgan Stanley DW in Peoria, Illinois; Wachovia Securities in St. Louis, Missouri; SII Investments in Appleton, Wisconsin; Investment Centers of America in Appleton, Wisconsin; Everen Securities in St. Louis, Missouri; Blunt Ellis & Loewi; Shearson Lehman Hutton; and Loeb Partners. He is a registered broker with twenty US states and territories.
According to his BrokerCheck report, Joseph Stowell has received one customer complaint and one pending customer complaint, and was terminated from one former employer.
In November 2016 a customer alleged Joseph Stowell, while employed at Securities America, made poor recommendations that incurred substantial losses. The complaint settled in $77,000.
In 2006 Joseph Stowell was discharged from his position at Morgan Stanley DW following allegations he “used personal funds to purchase a money order, signed or wrote client’s name on the money order signature line, and attempted to deposit the money order in client’s account,” in violation of firm policy,
In 2001 a customer alleged Joseph Stowell, while employed at First Union Securities, failed to follow instructions. The complaint settled for $15,000.
If you or someone you know has complaints regarding Joseph Stowell, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.