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Todd Ryman Has Received Four Customer Complaints

Todd RymanPublic records published by the Financial Industry Regulatory Authority (FINRA) on December 25, 2016 indicate that Georgia-based Raymond James & Associates broker/adviser Todd Ryman has been the subject of resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ryman (CRD# 2648270).

Todd Ryman has spent 21 years in the securities industry and has been registered with Raymond James & Associates in Atlanta, Georgia since September 2016. Previous registrations include Deutsche Bank Securities in Atlanta, Georgia (2011-2016); Merrill Lynch in Atlanta, Georgia; Banc of America in Atlanta, Georgia; UBS Painewebber in Weehawken, New Jersey; Josephthal & Company in New York, New York; and Bear Stearns & Company in New York, New York. He is a registered broker and investment adviser with thirty US states and territories.

According to his BrokerCheck report, Todd Ryman has received four customer complaints and one pending customer complaint.

In November 2016 a customer alleged Todd Ryman, while employed at Deutsche Bank, sold an unsuitable private equity fund. The customer is seeking $250,000 in damages in the pending complaint.

In 2014 a customer alleged Todd Ryman, while employed at Merrill Lynch, recommended unsuitable securities, effected unauthorized transactions, misrepresented material facts related to an investment, and omitted material facts related to an investment. The complaint settled in May 2015 for $47,500.

In 2012 a customer alleged Todd Ryman, while employed at Banc of America Investment Services, misrepresented material facts related to an investment, omitted material facts related to an investment, and failed to follow instructions. The complaint settled in 2013 for $25,000.

In 2009 a customer alleged he, while employed at Banc of America Investment Services, made unauthorized transactions in connection to investments in auction rate securities. The complaint, to which Mr. Ryman was not a party, settled for $5,000,000.

In 2009 a customer alleged he, while employed at Banc of America Investment Services, failed to follow instructions in connection to auction rate securities. The complaint, to which he was not a party, settled for $2,550,000.

If you have lost money investing with Todd Ryman, call Fitapelli Kurta at 877-238-4175 without delay. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.