Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on December 25, 2016 indicate that New York-based Oppenheimer & Company broker Viveka Gould, also known as Miriam Viveka Cohn and Vicki Gould, has received resolved or pending customer disputes. The experienced attorneys at Fitapelli Kurta are interested in hearing from investors who have complaints regarding Ms. Gould (CRD# 834104).
Viveka Gould has spent 39 years in the securities industry and has been registered with Oppenheimer & Company in New York, New York since 2010. Previous registrations include Morgan Stanley Smith Barney in New York, New York; Citigroup Global Markets in New York, New York; Lehman Brothers in New York, New York; EF Hutton & Company; and Merrill Lynch. She is a registered broker with ten US states and territories: California, Connecticut, the District of Columbia, Florida, Georgia, Massachusetts, New Jersey, New York, Rhode Island, and South Carolina.
According to her BrokerCheck report, Viveka Gould has received one customer complaint and one pending customer complaint.
In November 2016 a customer’s trustee alleged Viveka Gould, while employed at Oppenheimer & Company, made “unsuitable and misleading investments.” The claimant is seeking unspecified damages, believed to be over $5,000, in the pending complaint.
In 2008 a customer alleged Viveka Gould, while employed at Citigroup Global Markets, misrepresented material facts and failed to follow instructions in connection to an investment in auction rate securities. The resolved in the firm repurchasing the securities at par value, for $200,000.
If you or someone you know has a complaint regarding Viveka Gould, also known as Miriam Viveka Cohn and Vicki Gould, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.