Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 5, 2017 indicate that former Utah-based Morgan Stanley broker/adviser Jason Gustavson was recently discharged from his former employer and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Gustavson (CRD# 5949697).
Jason Gustavson has spent five years in the securities industry and was most recently registered with Morgan Stanley in South Jordan, Utah (2013-2016). He was previously registered with Merrill Lynch in Riverside, California (2011-2012). Mr. Gustavson has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination) and Series 7 (General Securities Representative Examination). He is currently not registered with any state or firm.
According to his BrokerCheck report, Jason Gustavson was recently terminated from Morgan Stanley and has received three civil judgments or liens.
In November 2016 Jason Gustavson was discharged from his position at Morgan Stanley following allegations involving “Concerns regarding the accuracy of marking certain low-priced security trades as unsolicited.”
In 2014 Adagio at Corner Canyon filed a civil judgment or lien totaling $2,535.56 against Jason Gustavson. The judgment or lien remains outstanding.
In 2014 San Marino Apartments filed a civil judgment or lien totaling $2,155.65 against Jason Gustavson. The judgment or lien remains outstanding.
In 2012 Jeffrey Brown filed a civil judgment or lien totaling $4,314 against Jason Gustavson. The judgment or lien remains outstanding.
If you or someone you know has lost money investing with Jason Gustavson, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.