Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 17, 2017 indicate that New York-based Windsor Street Capital broker Fred Newsome, also known as Tyre Fred Newsome, resigned from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested ins peaking to investors who have complaints regarding Mr. Newsome (CRD# 4812894).
Fred Newsome has spent nine years in the securities industry and has been registered with Windsor Street Capital in New York, New York since May 2017. Previous registrations include Cape Securities in New York, New York; Spartan Capital Securities in New York, New York; Garden State Securities in New York, New York; Meyers Associates in New York, New York; Maxim Group in New York, New York; Caldwell International Securities in Nassau; Maximum Financial Investment Group in New York, New York; Avalon Partners in New York, New York; and Great Eastern Securities in New York, New York. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker with two US states: California and New York.
According to his BrokerCheck report, Fred Newsome recently resigned from a former employer and is the subject of an unsatisfied tax lien.
In April 2016 he was “permitted to resign” from his position at Garden State Securities following allegations he “made unsuitable recommendations to a senior investor” and “also made inappropriate recommendation to use margin.”
In 2014 the Internal Revenue Service filed a tax lien totaling $32,094 against Fred Newsome. The lien remains outstanding.
If you or someone you know has a complaint regarding Fred Newsome, also known as Tyre Fred Newsome, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.