Public records provided by the Financial Industry Regulatory Authority (FINRA) on May 17, 2017 indicate that former Maryland-based H. Beck broker/adviser Peter Doyle has received several customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Doyle (CRD# 2370593).
Peter Doyle has spent 21 years in the securities industry and was most recently registered with H. Beck in Bethesda, Maryland (2016-2017). Previous registrations include Morgan Stanley in Washington, DC; Morgan Stanley & Company in Washington, DC (2008-2009); Wachovia Securities in Washington, DC (2003-2008); and Prudential Securities in New York, New York (1995-2003). He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received three customer complaints and was discharged from a former employer.
In February 2017 a customer alleged Peter Doyle, while employed at Morgan Stanley Smith Barney, recommended unsuitable investments. The complaint settled for $600,000.
In 2016 a customer alleged Peter Doyle, while employed at Morgan Stanley Smith Barney, made unsuitable recommendations. The complaint settled for $85,000.
In 2016 he was terminated from his position at Morgan Stanley following allegations “involving adherence to industry rules and/or firm policy including with regard to use of trading discretion.”
In 2015 a customer alleged Peter Doyle, while employed at Morgan Stanley, made unsuitable recommendations, failed to disclose fees, and executed unauthorized trades. The complaint settled for $8,606,599.
If you or someone you know has complaints regarding Peter Doyle, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.