Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 12, 2017 indicate that Texas-based IMS Securities broker/adviser Jackie Wadsworth has received several resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Wadsworth (CRD# 2342163).
Jackie Wadsworth has spent 23 years in the securities industry and has been registered with IMS Securities in Houston, Texas since 1994. She was previously registered with Retirement Investment Group in Houston, Texas (1993). She has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); Series 53 (Municipal Securities Principal Examination); and Series 24 (General Securities Principal Examination). She is a registered broker and investment adviser with 25 US states and territories.
According to his BrokerCheck report, she has received four customer complaints and five pending customer complaints.
In June 2017 a customer alleged Jackie Wadsworth, while employed at DH Hill Securities and IMS Securities, committed fraud, breached her fiduciary duty, participated in civil conspiracy, and was negligent in her supervisory duties in connection to real estate investment trust securities. The customer is seeking $954,700 in damages in the pending complaint.
In 2016 a customer alleged Jackie Wadsworth, while employed at IMS Securities, recommended an over-concentration of investments, was negligent in her duties, misrepresented material facts related to an investment, and breached her fiduciary duty. The customer is seeking $3,000,000 in damages in the pending complaint.
In 2016 a customer alleged Jackie Wadsworth, while employed at IMS Securities, did not conduct adequate due diligence, breached her fiduciary duty, and acted negligently. The customer is seeking $300,000 in damages in the pending complaint.
In 2016 a customer alleged she, while employed at IMS Securities, failed in her supervisory duties, breached her fiduciary duty, and misrepresented material facts. The customer is seeking $1,667,000 in damages in the pending complaint.
In 2003 a customer alleged she, while employed at IMS Securities, recommended unsuitable products, misrepresented and omitted material facts, breached her fiduciary duty, and acted negligently. The complaint settled for $275,000.
If you or someone you know has a complaint regarding Jackie Wadsworth, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.