Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 12, 2017 indicate that New York-based American Capital Partners broker/adviser Timothy Longo has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Longo (CRD# 3059691).
Timothy Logo has spent 19 years in the securities industry and has been registered with American Capital Partners in Hauppage, New York since August 2015. Previous registrations include Trident Partners in Woodbury, New York; Raymond James Financial Services in Melville, New York; Wachovia Securities in St. Louis, Missouri; Prudential Securities in New York, New York; and Morgan Stanley in Purchase, New York. He is a registered broker and investment adviser in eight US states: California, Connecticut, Georgia, Kentucky, New Jersey, New York, Pennsylvania, and South Carolina.
According to his BrokerCheck report, he has received five customer complaints and three pending customer complaints.
In June 2017 a customer alleged Timothy Longo, while employed at Trident Partners and American Capital Partners, acted negligently, breached his fiduciary duty, breached contract, and made unsuitable transactions. The customer is seeking $150,000 in damages in the pending complaint.
In 2015 a customer alleged Timothy Longo, while employed at Trident Partners, made unsuitable recommendations and an unauthorized trade. The customer is seeking more than $34,400 in damages in the pending complaint.
In August 2015 a customer alleged Timothy Longo, while employed at Trident Partners, effected unauthorized trades and recommended unsuitable products. The customer is seeking unspecified damages in the pending complaint.
In 2015 he submitted his “voluntary resignation” from Trident Partners following allegations he executed unauthorized transactions.
In 2010 a customer alleged he, while employed at Trident Partners, failed to follow instructions in connection to an account liquidation. The customer settled for $110,000.
If you or someone you know has a complaint regarding Timothy Longo, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.