Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 8, 2017 indicate that former New York-based Four Points Capital broker Blake Kiernan has received several resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Kiernan (CRD# 4477243).
Blake Kiernan has spent eight years in the securities industry and was most recently registered with Four Points Capital Partners in Melville, New York (2013-2014). Previous registrations include Woodstock Financial Group in Garden City, New York; First Midwest Securities in Bloomington, Illinois; Generic Trading of Philadelphia in New York, New York; and Schonfeld Securities in Jericho, New York. He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination); Series 55 (Limited Representative-Equity Trader Exam); and Series 7 (General Securities Representative Examination). He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received one customer complaint and two pending customer complaints.
In 2015 a customer alleged Blake Kiernan, while employed at Woodstock Financial Group, made unsuitable recommendations, failed in his supervisory duties, and breached his fiduciary duty. The customer is seeking $108,825 in damages in the pending complaint.
In March 2017 a customer alleged Blake Kiernan, while employed at Woodstock Financial Group, churned investments, committed fraud, executed unauthorized trades, committed fraud, breached his fiduciary duty, made unsuitable recommendations, breached contract, and participated in negligent unjust enrichment. The customer is seeking at least $200,000 in damages in the pending complaint.
In 2015 a customer alleged Blake Kiernan, while employed at Woodstock Financial Group, churned investments, recommended unsuitable products, executed unauthorized trades, acted negligently, breached contract, and misrepresented material facts. The complaint settled in 2016 for $71,500.
If you or someone you know has lost money investing with Blake Kiernan, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.