Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 12, 2017 indicate that California-based UBS Financial Services broker/adviser Paul Wishingrad has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Wishingrad (CRD# 4634466).
Paul Wishingrad has spent 32 years in the securities industry and has been registered with UBS Financial Services in Beverly Hills, California since 2009. Previous registrations include Citigroup Global Markets in Los Angeles, California (2004-2009); Credit Suisse First Boston in New York, New York (2003-2004); Donaldson Lufkin & Jenrette Securities Corporation in Jersey City, New Jersey (1998-2003); CIBC Corporation in New York, New York (1994-1998); and Kidder Peabody & Company in New York, New York (1984-1994). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 3 (National Commodity Futures Examination); and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with ten US states and territories: California, Connecticut, Georgia, Illinois, Massachusetts, New Jersey, New York, Oregon, Tennessee, and Washington.
According to his BrokerCheck report, he has received one pending customer complaint.
In May 2017 a customer alleged Paul Wishingrad, while employed at UBS Financial Services, “mishandled and ignored her account, made misrepresentations regarding investment strategy and allocation, committed unauthorized trading and failed to adequately communicate with her.” The customer is seeking $72,755 in damages in the pending complaint.
If you or someone you know has lost money investing with Paul Wishingrad, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.