Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 6, 2017 indicate that New York-based Aegis Capital broker Daniel Schapiro has received several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Schapiro (CRD# 2335244).
Dan Schapiro has spent 23 years in the securities industry and has been registered with Aegis Capital Corporation in New York, New York since August 2017. Previous registrations include National Securities Corporation in Seattle, Washington; JP Turner & Company in Atlanta, Georgia; Northeast Securities in Mitchelfield, New York; Broadband Capital Management in New York, New York; Dalton Kent Securities Group in New York, New York; Argent Securities in Atlanta, Georgia; Monroe Parker Securities in Purchase, New York; and Biltmore Securities in Fort Lauderdale, Florida. He is a registered broker with four US states: California, Florida, New Jersey and New York.
According to his BrokerCheck report, he has received five customer complaints.
In 2000 a customer alleged Daniel Schapiro, while employed at JP Turner & Company, executed unauthorized trades, churned investments, executed excessive transactions, and misrepresented material facts. The complaint settled for more than $34,300.
In 1999 a customer alleged Daniel Schapiro, while employed at JP Turner & Company, made unsuitable purchases. The complaint settled for $40,000.
In 1999 a customer alleged Daniel Schapiro, while employed at JP Turner & Company, failed to exercise due diligence. the complaint settled for $100,000.
In 1997 a customer alleged he, while employed at Monroe Parker Securities, breached his fiduciary duty, misrepresented and omitted material facts, and executed unauthorized trades. The complaint settled for $111,475.
If you have lost money investing with Daniel Schapiro, call Fitapelli Kurta at 877-238-4175 without delay. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited by law, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.