Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 10, 2017 indicate that Minnesota-based Larson Financial Securities broker/adviser Anthony Ferrara has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ferrara (CRD# 4461101).
Anthony Ferrara has spent 15 years in the securities industry and has been registered with Larson Financial Securities in Minnetonka, Minnesota since 2010. Previous registrations include Financial Network Investment Corporation in Minneapolis, Minnesota; Pruco Securities in Newark, New Jersey; and Northwestern Mutual Investment Services in Milwaukee, Wisconsin. He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 6 (Investment Company Products/Variable Contracts Representative Examination). He is a registered broker and investment adviser with 20 US states and territories: Arizona, California, Florida, Illinois, Indiana, Iowa, Kansas, Kentucky, Michigan, Minnesota, Missouri, Montana, Nebraska, New York, Oregon, South Dakota, Texas, Virginia, Washington and Wisconsin.
According to his BrokerCheck report, he has received one customer complaint and two pending customer complaints.
In December 2016 a customer alleged Anthony Ferrara, while employed at Larson Financial Securities, recommended an unsuitable investment, breached his fiduciary duty, misrepresented material facts, employed deceptive business practices, committed fraud, and acted negligently. The customer is seeking $350,000 in damages in the pending complaint.
In July 2017 a customer alleged Anthony Ferrara, while employed at Larson Financial Securities, omitted material facts and recommended an unsuitable variable universal life policy. The customer is seeking $40,000 in damages in the pending complaint.
In 2015 a customer alleged Anthony Ferrara, while employed at Larson Financial Securities, misrepresented and omitted material facts in connection to the sale of a variable universal life policy. The complaint settled in 2016 for $14,999.
If you or someone you know has lost money investing with Anthony Ferrara, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.