Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 10, 2017 indicate that Georgia-based Peachcap broker Christopher Wenner has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Wenner (CRD# 4844949).
Christopher Wenner has spent eleven years in the securities industry and has been registered with Peachcap in Atlanta, Georgia since April 2016. Previous registrations include UBS Financial Services in Atlanta, Georgia (2008-2016); UBS Securities in New York, New York (2007-2008); and Linsco/Private Ledger in San Diego, California (2005-2006). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law ExaminationUniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); Series 6 (Investment Company Products/Variable Contracts Representative Examination); and Series 9 (General Securities Sales Supervisor – Options Module Examination). He is a registered broker with four US states: California, Connecticut, Georgia, and New York.
According to his BrokerCheck report, he has received one pending customer complaint and one denied customer complaint.
In July 2017 a customer alleged Christopher Wenner, while employed at UBS Financial Services, “failed to discover and/or detect the (alleged) fact that her husband forged a UBS IRA distribution form and two UBS power of attorney forms, and used these documents to fraudulently drain securities and funds from her account.” The customer is seeking $360,000 in damages in the pending complaint.
In 2014 a customer alleged Christopher Wenner, while employed at UBS Financial Services, did not follow his instructions to have assets transferred. The customer sought $72,500 in damages in the complaint, which was denied.
If you or someone you know has a complaint regarding Christopher Wenner, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.