Public available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed and accessed on December 1, 2017 indicate that Florida-based Raymond James & Associates broker/adviser Michael Massey has received a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Massey (CRD# 3049479).
Michael Massey has spent 19 years in the securities industry and has been registered with Raymond James & Associates in Vero Beach, Florida since 1998. He has no previous registrations. He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on July 2, 1998; Series 7 (General Securities Representative Examination), which he obtained on June 19, 1998; Series 10 (General Securities Sales Supervisor – General Module Examination), which he obtained on March 31, 2005; and Series 9 (General Securities Sales Supervisor – Options Module Examination), which he obtained on March 11, 2005. He is a registered broker and investment adviser with 40 US states and territories, and with five self-regulatory organizations: FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one customer complaint and three customer complaints that were closed or denied.
In October 2017 a customer alleged Michael Massey, while employed at Raymond James & Associates, introduced him to a security and failed to disclose his additional purchases of that security. The complaint settled for $25,000.
In 2000 a customer alleged Michael Massey, while employed at Raymond James & Associates, executed unauthorized transactions in over-the-counter equities. The customer sought unspecified damages in the complaint, which was denied.
If you or someone you know has a complaint regarding Michael Massey, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.