Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 12, 2017 indicate that California-based Wells Fargo Clearing Services broker/adviser Adam MacDonald is involved in pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. MacDonald (CRD# 5199964).
Adam MacDonald has spent 10 years in the securities industry and has been registered with Wells Fargo Clearing Services in Irvine, California since 2008. Previous registrations include AG Edwards & Sons in Laguna Woods, California (2007-2008) and Ameriprise Financial Services in Los Angeles, California (2006-2007). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on March 1, 2007; Series 31 (Futures Managed Funds Examination), which he obtained on March 16, 2009; and Series 7 (General Securities Representative Examination), which he obtained on November 20, 2006. He is a registered broker and investment adviser with 21 US states and territories: Alabama, Arizona, California, Delaware, Florida, Illinois, Maine, Massachusetts, Nevada, New Jersey, New Mexico, New York, North Carolina, Oregon, Pennsylvania, Tennessee, Texas, Utah, Virginia, Washington and Wisconsin. He is registered with five self-regulatory organizations (SROs): FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, Adam MacDonald has received a pending customer complaint.
In September 2017 a customer alleged Adam MacDonald, while employed at Wells Fargo Advisors, invested the portfolio in unsuitable bond funds rather than an investment grade California municipal bond fund. the customer is seeking more than $53,500 in damages in the pending complaint.
If you or someone you know has complaints regarding Adam MacDonald, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited by law, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.