Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 12, 2017 indicate that Massachusetts-based Ameriprise Financial Services and RBC Capital Markets broker/adviser Anthony Salerno is involved in pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Salerno (CRD# 1761733).
Anthony Salerno has spent 28 years in the securities industry and has been registered with Ameriprise Financial Services in Boston, Massachusetts since 2017 and with RBC Capital Markets in South Easton, Massachusetts since 2005. Previous registrations include AdVest in Hartford, Connecticut (2002-2005); AG Edwards & Sons in St. Louis, Missouri (1997-2002); Cowen & Company in New York, New York (1995-1997); Smith Barney in New York, New York (1991-1995); and Dean Witter Reynolds in Purchase, New York (1988-1991). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on December 6, 2005; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 26, 1989; and Series 7 (General Securities Representative Examination), which he obtained on December 17, 1988. He is a registered broker and investment adviser with 23 US states and territories: Arizona, California, Connecticut, the District of Columbia, Florida, Georgia, Illinois, Maine, Massachusetts, Michigan, Missouri, New Hampshire, New Jersey, New Mexico, New York, Pennsylvania, Rhode Island, South Carolina, Utah, Vermont, Virginia and Washington. He is registered with ten self-regulatory organizations (SROs): BOX Options Exchange LLC, the Chicago Board Options Exchange, FINRA, NYSE American LLC, NUSE Arca, Nasdaq BX, Nasdaq ISE, Nasdaq PHLX, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received two pending customer complaints.
In November 2017 a customer alleged Anthony Salerno, while employed at RBC Capital Markets, omitted material facts regarding the recommendation of a preferred stock that lost value. The customer is seeking approximately $15,500 in damages in the pending complaint.
In September 2017 a customer alleged Anthony Salerno, while employed at RBC Capital Markets, recommended unsuitable investments in oil and gas energy security master limited partnerships. The customer is seeking $230,041 in damages in the pending complaint.
If you have lost money investing with Anthony Salerno, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.