Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 12, 2017 indicate that New York-based Merrill Lynch broker/adviser Joseph Tiderencel is involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Tiderencel (CRD# 2682983).
Joseph Tiderencel has spent 21 years in the securities industry and has been registered with Merrill Lynch in Binghamton, New York since 2015. Previous registrations include LPL Financial in Binghamton, New York (2012-2015); HSBC Securities in Binghamton, New York (2005-2012); HSBC Brokerage in New York, New York (2003-2005); Prudential Securities in New York, New York (2000-2003); Merrill Lynch in New York, New York (1998-2000); and Smith Barney in New York, New York (1995-1998). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on January 4, 1996; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on December 20, 1995; Series 7 (General Securities Representative Examination), which he obtained on November 29, 1995; Series 10 (General Securities Sales Supervisor – General Module Examination), which he obtained on February 18, 2004; and Series 9 (General Securities Sales Supervisor – Options Module Examination), which he obtained on October 29, 2003. He is a registered broker and investment adviser with 23 US states and territories: Arizona, California, Colorado, Connecticut, the District of Columbia, Florida, Maine, Maryland, Massachusetts, Michigan, New Jersey, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, Puerto Rico, South Carolina, Texas, Utah, Virginia, Washington and West Virginia.
According to his BrokerCheck report, he has received two customer complaints and one pending customer complaint.
In September 2017 a customer alleged Joseph Tiderencel, while employed at LPL Financial, recommended unsuitable variable annuity exchanges. The customer is seeking $150,000 in damages in the pending complaint.
In 2016 a customer alleged Joseph Tiderencel, while employed at LPL Financial, misrepresented material facts in connection to the sale of a variable annuity. The complaint settled for $8,081.
In 2003 a customer alleged Joseph Tiderencel, while employed at Prudential Securities, made unsuitable investment recommendations, misrepresented material facts, and churned the account. The complaint settled in 2005 for $7,500.
If you or someone you know has a complaint regarding Joseph Tiderencel, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.