Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 23, 2017 indicate that Minnesota-based Stifel Nicolaus & Company broker/adviser George Petersen is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Petersen (CRD# 1222689).
George Petersen has spent 34 years in the securities industry and has been registered with Stifel Nicolaus & Company in Rochester, Minnesota, since 2006. Previous registrations include Citigroup Global Markets in Rochester, Minnesota (1993-2006); Lehman Brothers in New York, New York (1989-1993); and Painewebber in Weehawken, New Jersey (1984-1989). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on July 8, 1992; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on December 30, 1983; and Series 7 (General Securities Representative Examination), which he obtained on December 17, 1983. He is a registered broker and investment adviser with 32 US states and territories: Arizona, California, Colorado, Connecticut, Florida, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nebraska, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Virginia, and Wisconsin. He is registered with five self-regulatory organizations (SROs): FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one pending customer complaint.
In November 2017 a customer alleged George Petersen, while employed at Stifel Nicolaus & Company, participated in aggressive trading and concentrated investments in energy holdings. The customer is seeking $477,077 in damages in the pending complaint.
If you or someone you know has complaints regarding George Petersen, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.