Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 25, 2017 indicate that Massachusetts-based Winslow Evans & Crocker broker/adviser Dolores Kong has received several customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Kong (CRD# 4470059).
Dolores Kong has spent 16 years in the securities industry and has been registered with WInslow Evans & Crocker in Boston, Massachusetts since 2004. She was previously registered with Detwiler Mitchell Fenton & Graves in Boston, Massachusetts (2001-2004). She has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination), which she obtained on December 21, 2001, and Series 7 (General Securities Representative Examination), which she obtained on November 29, 2001. She is a registered broker and investment adviser with 17 US states and territories: California, Colorado, Connecticut, the District of Columbia, Florida, Hawaii, Idaho, Illinois, Maryland, Massachusetts, Michigan, New Hampshire, New York, Oregon, Pennsylvania, Texas and Wisconsin.
According to her BrokerCheck report, she has received three customer complaints.
In October 2017 a customer alleged Dolores Kong, while employed at Winslow Evans & Crocker, employed unsuitable investment strategies. The complaint settled for more than $35,800.
In October 2017 a customer alleged Dolores Kong, while employed at Winslow Evans & Crocker, breached her fiduciary duty and employed an unsuitable investment strategy. The complaint settled in December 2017 for $10,000.
In 2016 a customer alleged Dolores Kong, while employed at Winslow Evans & Crocker, provided confusing information and recommended investments that performed to the customer’s dissatisfaction. The complaint settled for more than $32,600.
If you or someone you know has a complaint regarding Dolores Kong, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.