Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 11, 2018 indicate that Florida-based BB&T Securities broker/adviser Paul Harris has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Harris (CRD# 1927961).
Paul Harris has spent 28 years in the securities industry and has been registered with BB&T Securities in Boca Raton, Florida since July 2016. Previous registrations include UBS Financial Services in Boca Raton, Florida (2008-2016); Morgan Stanley & Company in Boca Raton, Florida (2007-2008); Citigroup Global Markets in Boca Raton, Florida (1994-2007); and AF Best Securities in Coral Springs, Florida (1989-1994). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 12, 1989; Series 7 (General Securities Representative Examination), which he obtained on March 18, 1989; and Series 53 (Municipal Securities Principal Examination), which he obtained on February 24, 1992. He is a registered broker and investment adviser with 26 US states and territories: Alabama, Arizona, California, Colorado, Connecticut, the District of Columbia, Florida, Georgia, Illinois, Maine, Maryland, Massachusetts, Michigan, Missouri, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, and Washington. He is registered with four self-regulatory organizations: FINRA, Investors’ Exchange LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one pending customer complaint.
In August 2017 a customer alleged Paul Harris, while employed at UBS Financial Services, executed unauthorized transactions in unspecified securities in March and April 2014. The customer is seeking unspecified damages in the pending complaint. Mr. Harris’s comment on the disclosure reads: “These allegations are false. All trades were authorized by the account holder.”
If you or someone you know has complaints regarding Paul Harris, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.