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Peter Seminara Has Received a Pending Customer Complaint

Peter SeminaraPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 19, 2018 indicate that New Jersey-based Morgan Stanley broker/adviser Peter Seminara is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Seminara (CRD# 4260621).

Peter Seminara has spent 16 years in the securities industry and has been registered with Morgan Stanley in Florham Park, New Jersey since 2012. Previous registrations include UBS Financial Services in Florham Park, New Jersey (2005-2012) and Morgan Stanley DW in Purchase, New York (2001-2005). He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on July 15, 2005; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 3, 2001; Series 31 (Futures Managed Funds Examination), which he obtained on May 10, 2005; and Series 7 (General Securities Representative Examination), which he obtained on March 15, 2001. He is registered as a broker and investment adviser with 26 US states and four self-regulatory organizations (SROs): FINRA, NYSE American LLC, the Nasdaq Stock Market, and the New York Stock Exchange.

According to his BrokerCheck report, he has received one pending customer complaint.

In December 2017 a customer alleged Peter Seminara, while employed at UBS Financial Services, misrepresented and recommended unsuitable investments in Puerto Rico municipal bonds which were over-concentrated in the account. The customer is seeking $500,000 in damages in the pending complaint.

If you have complaints regarding Peter Seminara, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recover your losses. All cases are taken on a contingency basis: we only get paid if and when you collect money. The law sets a limited window to file complaints, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.