Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 19, 2018 indicate that Texas-based Morgan Stanley broker/adviser Christopher Montgomery has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Montgomery (CRD# 2907130).
Christopher Montgomery has spent 20 years in the securities industry and has been registered with Morgan Stanley in Houston, Texas since 2009. Previous registrations include Citigroup Global Markets in Houston, Texas (2008-2009); UBS Financial Services in Houston, Texas (1998-2008); and AG Edwards & Sons in St. Louis, Missouri (1997-1998). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 21, 1997; Series 31 (Futures Managed Funds Examination), which he obtained on June 11, 2009; and Series 7 (General Securities Representative Examination), which he obtained on August 14, 1987. He is a registered broker and investment adviser with eleven US states and territories: California, Colorado, the District of Columbia, Florida, Illinois, Louisiana, Maryland, Massachusetts, Mississippi, Oklahoma, and Texas. He is registered with four self-regulatory organizations (SROs): FINRA, NYSE American LLC, the Nasdaq Stock Exchange, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In December 2017 a customer alleged Christopher Montgomery, while employed at Morgan Stanley, misrepresented material facts related to municipal bond purchases. The customer is seeking $128,000 in damages in the pending complaint.
In 2004 a customer alleged Christopher Montgomery, while employed at UBS Financial Services, misrepresented material facts, recommended unsuitable investments, and acted negligently. The complaint resulted in an award to the customer of $165,000.
If you or someone you know has lost money investing with Christopher Montgomery, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.