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Customer Michael Roberts Failed to Conduct Due Diligence

Michael RobertsPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 29, 2018 indicate that Arizona-based Triad Advisors broker/adviser Michael Roberts has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Roberts (CRD# 4700058).

Michael Roberts has spent 14 years in the securities industry and has been registered with Triad Advisors in Mesa, Arizona and Eugene, Oregon since July 2017. Previous registrations include Coastal Equities in Eugene, Oregon (2015-2017); Centaurus Financial in Chandler, Arizona (2012-2015); JP Turner & Company in Chandler, Arizona (2007-2012); Brookstreet Securities Corporation in Eugene, Oregon (2007); and Raymond James Financial Services in Eugene, Oregon (2003-2007). He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on October 21, 2003, and Series 7 (General Securities Representative Examination), which he obtained on September 29, 2003. He is a registered broker and investment adviser with nineteen US states and territories: Arizona, California, Colorado, Georgia, Hawaii, Idaho, Iowa, Kansas, Maryland, Minnesota, Nebraska, New York, Oregon, Tennessee, Texas, Utah, Virginia and Washington.

According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.

In October 2017 a customer alleged Michael Roberts, while employed at JP Turner & Company and Centaurus Financial, failed to conduct due diligence in connection to unsuitable investment recommendations. The customer is seeking between $100,000 and $500,000 in damages in the pending complaint.

In 2010 a customer alleged Michael Roberts, while employed at JP Turner & Company, misrepresented material facts related to a variable annuity investment. The complaint settled for more than $85,600.

If you or someone you know has a complaint regarding Michael Roberts, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.