Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 11, 2018 indicate that New Jersey-based Securian Financial Services broker/adviser Douglas Chapman has received customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Chapman (CRD# 2230482).
Douglas Chapman has spent 25 years in the securities industry and has been registered with Securian Financial Services in Clark, New Jersey since 2004. He was previously registered with WS Griffith Securities in Hartford, Connecticut (1992-2004). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 4, 1993; Series 7 (General Securities Representative Examination), which he obtained on October 28, 1997; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on April 22, 1992. He is a registered broker and investment adviser with 22 US states and territories: California, Connecticut, Delaware, Florida, Georgia, Illinois, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Texas, Vermont, and Virginia.
According to his BrokerCheck report, he has received two customer complaints and two denied customer complaints.
In 2016 a customer alleged Douglas Chapman, while employed at Securian Financial Services, recommended an unsuitable indexed life insurance policy and charged unwarranted fees. The complaint settled for $90,000.
In 2016 a customer alleged Douglas Chapman, while employed at Securian Financial Services, misrepresented material facts. The customer sought more than $5,000 in damages in the complaint, which was denied.
In 2015 a customer alleged Douglas Chapman, while employed at Securian Financial Services, misrepresented material facts related to a variable annuity contract. The customer sought more than $5,000 in damages in the complaint, which was denied.
In 2000 a customer alleged he, while employed at WS Griffith & Company, failed to follow instructions. The complaint settled for $9,800.
If you have lost money investing with Douglas Chapman, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.