Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 6, 2018 indicate that California-based Wells Fargo Clearing Services broker/adviser Anthony Ross has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ross (CRD# 1707288).
Anthony Ross has spent 29 years in the securities industry and has been registered with Wells Fargo Clearing Services in Irvine, California since 2006. Previous registrations include Piper Jaffray & Company in Corona Del Mark, California (2000-2006); Banc of America Investment Services, Boston, Massachusetts (1999-2000); BA Investment Services in Oakland, California (1997-1999); Ascend Financial Services in St. Paul, Minnesota (1989-1997); and Painewebber (1987-1988). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on March 6, 1998; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 4, 1987; and Series 7 (General Securities Representative Examination), which he obtained on July 18, 1987. He is a registered broker and investment adviser with 21 US states and territories: Arizona, California, Colorado, Georgia, Hawaii, Idaho, Iowa, Massachusetts, Minnesota, Missouri, Nevada, New York, North Carolina, Oregon, Pennsylvania, Tennessee, Utah, Virginia, Washington and West Virginia. He is registered with five self-regulatory organizations (SROs): FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one pending customer complaint.
In November 2017 a party of customers alleged Anthony Ross, while employed at Wells Fargo Clearing Services, recommended unsuitable investments in connection to common and preferred stock products. The customers are seeking more than $1,000,000 in damages in the pending complaint.
If you have lost money investing with Anthony Ross, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.