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Stacee Malcolm Has Received a Pending Customer Complaint

Stacee MalcolmPublic records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 13, 2018 indicate that Oregon-based LPL Financial broker/adviser Stacee Malcolm has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Malcolm (CRD# 4246711).

Stacee Malcolm has spent 17 years in the securities industry and has been registered with LPL Financial in West Linn, Oregon since 2015. Previous registrations include Allstate Financial Services in West Linn, Oregon (2004-2015); World Group Securities in Duluth, Georgia (2002-2004); and WMA Securities in Duluth, Georgia (2000-2002). She has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which she obtained on June 25, 2015; Series 63 (Uniform Securities Agent State Law Examination), which she obtained on August 11, 2000; Series 7 (General Securities Representative Examination), which she obtained on October 21, 2014; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which she obtained on September 8, 2000. She is a registered broker and investment adviser with seven US states: Alabama, California, Florida, Georgia, Oregon, Utah and Washington.

According to her BrokerCheck report, she has received one pending customer complaint and three denied customer complaints.

In 2017 a customer alleged Stacee Malcolm, while employed at Allstate Financial Services, misrepresented material facts related to the rider provisions associated with variable annuity products. The customer is seeking unspecified damages in the pending complaint.

In March 2017 a customer alleged Stacee Malcolm, while employed at Allstate Financial Services, told her that an annuity was guaranteed to earn 6%. The customer sought unspecified damages in the complaint, which was denied.

In 2016 a customer alleged Stacee Malcolm, while employed at Allstate Financial Services, recommended an unsuitable Prudential variable annuity. The customer sought unspecified damages in the complaint, which was denied.

In 2016 a customer alleged she, while employed at Allstate Financial Services, deceived her in connection to the sale of an annuity product. The customer sought unspecified damages in the complaint, which was denied.

If you or someone you know has a complaint regarding Stacee Malcolm, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.