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Naomi Johnson Has Been the Subject of Two Customer Complaints

Naomi Johnson

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 19, 2018 indicate that North Carolina-based Capital Investment Group broker Naomi Johnson has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Johnson (CRD# 2277817).

Naomi Johnson has spent 25 years in the securities industry and has been registered with Capital Investment Group in Boone, North Carolina since 2005. Previous registrations include BB&T Investment Services in Charlotte, North Carolina (2004-2005); Capital Investment Group in Raleigh, North Carolina (1999-2004); Centura Securities in Kannapolis, North Carolina (1994-1999); UVest Investment Services in Charlotte, North Carolina (1994); Capital Investment Group in Raleigh, North Carolina (1993-1994); American Express Financial Advisors in Minneapolis, Minnesota (1992-1993); and IDS Life Insurance Company in Minneapolis, Minnesota (1992-1993). She has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which she obtained on April 25, 2006; Series 63 (Uniform Securities Agent State Law Examination), which she obtained on November 19, 1993; Series 7 (General Securities Representative Examination), which she obtained on October 29, 1992; and Series 24 (General Securities Principal Examination), which she obtained on June 25, 2001. She is a registered broker with nine US states: Florida, Georgia, Indiana, New York, North Carolina, South Carolina, Tennessee, Texas, and Virginia.

According to her BrokerCheck report, she has received two customer complaints and one pending customer complaint.

In March 2018 a customer alleged Naomi Johnson, while employed at Capital Investment Group, failed to transfer an account designation. The customer is seeking unspecified damages in the pending complaint.

In 2014 a customer alleged Naomi Johnson, while employed at Capital Investment Group, breached her fiduciary duty, committed fraud, exercised undue influence, acted negligently, and violated securities law. The complaint settled for $346,407.

In 2013 a customer alleged Naomi Johnson, while employed at Capital Investment Group, violated state and federal securities law, breached contract, committed fraud, breached her fiduciary duty, and acted negligently in connection to a 1031 exchange. The complaint settled for more than $115,900.

If you or someone you know has lost money investing with Naomi Johnson, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.