Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 19, 2018 indicate that Ohio-based Morgan Stanley broker/adviser Gloria Walas is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Walas (CRD# 1076428).
Gloria Walas has spent 32 years in the securities industry and has been registered with Morgan Stanley in Pepper Pike, Ohio since 2009. Previous registrations include Citigroup Global Markets in Pepper Pike, Ohio (1998-2009); JC Bradford & Company in New York, New York (1996-1998); Parker/Hunter in Pittsburgh, Pennsylvania (1995-1996); Merrill Lynch in New York, New York (1987-1994); and Smith Barney Harris Upham & Company (1984-1987). She has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which she obtained on February 21, 1985; Series 15 (Foreign Currency Options Examination), which she obtained on October 9, 1985; Series 7 (General Securities Representative Examination), which she obtained on November 17, 1984; and Series 30 (NFA Branch Manager Examination), which she obtained on October 10, 1997. She is a registered broker and investment adviser with 38 US states and territories.
According to her BrokerCheck report, she has received one pending customer complaint and one customer complaint that was withdrawn.
In February 2018 a customer alleged Gloria Walas, while employed at Morgan Stanley, misrepresented material facts related to the purchase of a municipal bond. The customer is seeking unspecified damages in the pending complaint.
In 2002 a customer alleged Gloria Walas, while employed at Salomon Smith Barney, failed to follow instructions in connection to investments in common and preferred stock products. The customer sought $50,036 in damages in the complaint, which was withdrawn.
If you or someone you know has complaints regarding Gloria Walas, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.