Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 19, 2018 indicate that Texas-based Merrill Lynch broker/adviser Tahesin Somji, also known as Tes Somji, has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Somji (CRD# 3024911).
Tahesin Somji has spent 18 years in the securities industry and has been registered with Merrill Lynch in Fort Worth, Texas since 2007. Previous registrations include Edward Jones in Arlington, Texas (2000-2007); American Express Financial Advisors in Minneapolis, Minnesota (1998); and IDS Life Insurance Company in Minneapolis, Minnesota (1998). He has passed three securities industry examinations: Series 65 (Uniform Combined State Law Examination), which he obtained on February 23, 2007; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on May 20, 1998; and Series 7 (General Securities Representative Examination), which he obtained on May 13, 1998. He is a registered broker and investment adviser with eleven US states and territories: California, Florida, Iowa, Mississippi, New Mexico, New York, Oklahoma, Tennessee, Texas, Virginia and Washington.
According to his BrokerCheck report, he has received one pending customer complaint and one customer complaint that was denied.
In February 2018 a customer alleged Tahesin Somji, while employed at Merrill Lynch, recommended unsuitable investments from 2008 until 2018 and misrepresented material facts related to variable annuity products. The customer is seeking unspecified damages in the pending complaint.
In 2006 a customer alleged Tahesin Somji, while employed at Edward Jones, withdrew funds without her permission or understanding of the transaction. The customer sought more than $85,500 in damages in the complaint, which was denied.
If you or someone you know has a complaint regarding Tahesin Somji, also known as Tes Somji, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.