Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 27, 2018 indicate that New Jersey and Pennsylvania-based Ameriprise Financial Services broker/adviser Jeffrey Stillwell has been involved in a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Stillwell (CRD# 2630198).
Jeffrey Stillwell has spent 15 years in the securities industry and has been registered with Ameriprise Financial Services in Red Bank, New Jersey; Philadelphia, Pennsylvania; and Livingston, New Jersey since 2015. Previous registrations include Allstate Financial Services in Freehold, New Jersey (2008-2015); AXA Advisors in New York, New York (1995-2001); Aetna Investment Services in Windsor, Connecticut (2000-2001); and the Equitable Life Assurance Society of the United States in New York, New York (1995-2000). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on July 15, 2013; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 4, 2008; Series 7 (General Securities Representative Examination), which he obtained on May 8, 2013; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on May 21, 2008. He is a registered broker and investment adviser with 16 US states and territories: California, Connecticut, Delaware, Florida, Georgia, Illinois, Massachusetts, Montana, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Puerto Rico, South Carolina, and Texas.
According to his BrokerCheck report, he has received one customer complaint and two denied customer complaints.
In January 2018 a party of customers alleged Jeffrey Stillwell, while employed at Allstate Financial Services, did not explain that their annuities’ income riders’ guaranteed growth would cease after they requested a second withdrawal from the contract, and additionally that he had them sign blank forms. The customers sought unspecified damages in the complaint, which was denied.
In 2016 a customer alleged Jeffrey Stillwell, while employed at Allstate Financial Services, purchased mutual fund A shares instead of C shares in her brokerage account. The customer sought unspecified damages in the complaint, which was denied.
In 2001 a customer alleged Jeffrey Stillwell, while employed at AXA Advisors and the Equitable Life Assurance Society of America, made changes to a variable life insurance policy without his permission. The complaint settled in 2002 for more than $130.
If you or someone you know has complaints regarding Jeffrey Stillwell, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.