Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 28, 2018 indicate that Arkansas-based Morgan Stanley broker/adviser Brent Henry is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Henry (CRD# 2224300).
Brent Taylor has spent 25 years in the securities industry and has been registered with Morgan Stanley in Rogers, Arkansas since 2012. He was previously registered with Merrill Lynch in Rogers, Arkansas (1992-2012). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on October 19, 1994; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 8, 1992; Series 7 (General Securities Representative Examination), which he obtained on June 11, 1992; Series 10 (General Securities Sales Supervisor – General Module Examination), which he obtained on January 18, 2000; and Series 9 (General Securities Sales Supervisor – Options Module Examination), which he obtained on November 22, 1999. He is a registered broker and investment adviser with 17 US states: Alabama, Arkansas, California, Florida, Georgia, Illinois, Iowa, Kansas, Kentucky, Michigan, Missouri, Nebraska, New York, Ohio, Oklahoma, Tennessee, and Texas. He is registered with four self-regulatory organizations: FINRA, NYSE American LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one pending customer complaint and one denied customer complaint.
In January 2018 a customer alleged Brent Henry, while employed at Merrill Lynch, misappropriated funds and forged the customer’s signature. The customer is seeking unspecified damages in the pending complaint.
In 2012 a customer alleged Brent Henry, while employed at Merrill Lynch, misrepresented material facts related to a variable universal life insurance policy purchased in December 2008. The customer sought unspecified damages in the complaint, which was denied.
If you or someone you know has lost money investing with Brent Henry, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.