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Customer Alleged Kevin Edwards Breached His Fiduciary Duty

Kevin Edwards

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 28, 2018 indicate that former Colorado-based National Planning Corporation broker/adviser Kevin Edwards has received a pending customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Edwards (CRD# 4590951).

Kevin Edwards has spent twelve years in the securities industry and was most recently registered with National Planning Corporation in Denver, Colorado (2015-2016). Previous registrations include Woodbury Financial Services in Greenwood Village, Colorado (2012-2015); Allstate Financial Services in Castle Rock, Colorado (2010-2012); and Allstate Financial Services in Parker, Colorado (2002-2010). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on May 1, 2013; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 20, 2013; Series 7 (General Securities Representative Examination), which he obtained on July 21, 2012; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on October 8, 2002. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received one pending customer complaint and two denied customer complaints.

In October 2017 a customer alleged Kevin Edwards, while employed at Woodbury Financial Services and National Planning Corporation, misrepresented material facts, acted negligently, and breached his fiduciary duty in connection to the sale of variable annuities, life insurance contracts, and real estate investment trusts. The customer is seeking damages in excess of $300,000 in damages in the pending complaint.

In 2017 a customer alleged Kevin Edwards, while employed at Woodbury Financial Services, misrepresented material facts in connection to a variable universal life insurance product purchased in 2013. The customer sought unspecified damages in the complaint, which was denied.

In 2017 a customer alleged Kevin Edwards, while employed at Woodbury Financial Services, made misrepresentations of material facts regarding a variable universal life insurance investment. The customer sought unspecified damages in the complaint, which was denied.

If you or someone you know has a complaint regarding Kevin Edwards, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.