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Abdul Rahmani Has Been Discharged Following Alleged Rule Violations

Abdul RahmaniPublic records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 4, 2018 indicate that New York-based Worden Capital Management broker Abdul Rahmani was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Rahmani (CRD# 4269583).

Abdul Rahmani has spent 16 years in the securities industry and has been registered with Worden Capital Management in Melville, New York since December 2017. Previous registrations include SW Financial in Melville, New York (2016-2017); Corinthian Partners in New York, New York (2013-2016); MML Investors Services in New York, New York (2008-2013); Ameritas Investment Corporation in New York, New York (2007-2008); Signator Investors in Boston, Massachusetts (2003-2006); MetLife Securities in Springfield, Massachusetts (2000-2003); and Metropolitan Life Insurance Company in New York, New York (2000-2003). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on December 20, 2000; Series 7 (General Securities Representative Examination), which he obtained on August 9, 2005; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on November 16, 2000. He is a registered broker with two US states: California and New York.

According to his BrokerCheck report, Abdul Rahmani has been discharged from two former employers in connection to alleged rule violations and has received four unsatisfied judgments or liens.

In December 2017 Abdul Rahmani was terminated from his position at SW financial in connection to allegations he hired an assistant and opened a branch office with another registered representative, using the name of his outside business, without the authorization of his member firm. According to the allegations, he instructed the sales assistant to “send pre-filled new account and account transfer forms of the clients” serviced by the other representative before he left the firm and sent the forms from the email address of the other business “in an attempt to have the accounts follow the other [representative] to a new broker dealer.” These forms allegedly contained client information, such as names, addresses, social security numbers and financial information, in breach of the firm’s privacy policy and FINRA regulations.

In December 2017 Union Central Life Insurance Company filed a civil judgment or lien totaling $30,063 against him. The judgment or lien remains outstanding.

In 2013 Midland Funding LLC filed a civil judgment or lien totaling $8,055 against him. The judgment or lien remains outstanding.

In 2013 he was terminated from his position at MML Investors Services in connection to allegations he participated in an unapproved outside business activity while he was “on special supervision.”

In 2003 he was “permitted to resign” from his position at MetLife in connection to allegations he violated company policies, “including apparent forgery and altering company documents.”

If you have complaints regarding Abdul Rahmani, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recover your losses. All cases are taken on a contingency basis: we only get paid if and when you collect money. The law sets a limited window to file complaints, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.