Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 8, 2018 indicate that former North Carolina-based Mutual of Omaha Investor Services broker/adviser Ferris Coleman was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Coleman (CRD# 2937732).
Ferris Coleman has spent 13 years in the securities industry and was most recently registered with Mutual of Omaha Investor Services in Winston-Salem, North Carolina (2015-2018). Previous registrations include Horace Mann Investors in Reidsville, North Carolina (2012-2015); Ameriprise Financial Services in High Point, North Carolina (2005-2006); RBC Centura Securities in Kannapolis, North Carolina (2004-2005); Nationwide Securities in Grandview Heights, Ohio (2003-2004); WS Griffith Securities in Hartford, Connecticut (2001-2002); First Union Securities in St. Louis, Missouri (2000); and First Union Brokerage Services in Charlotte, North Carolina (1997-2000). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on May 29, 2012; Series 65 (Uniform Investment Adviser Law Examination), which he obtained on January 25, 2002; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on March 8, 2012. He is currently not registered with any state or firm.
According to his BrokerCheck report, Ferris Coleman was discharged from his former employer in connection to alleged rule violations and has received one customer complaint.
In March 2018 he was terminated from his position at Mutual of Omaha Investor Services in connection to allegations of forgery relating to a fixed life insurance policy.
In February 2018 a party of customers alleged Ferris Coleman, while employed at Mutual of Omaha Investor Services, forged their signatures on several documents connected to fixed life insurance policies sold through the firm’s insurance company affiliate. The complaint settled for more than $460.
If you or someone you know has complaints regarding Ferris Coleman, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.