Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on November 22, 2016 indicate that Pennsylvania-based Ameriprise Financial Services broker/adviser Jeffrey Britt has received resolved or pending customer disputes. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Britt (CRD# 30892).
Jeffrey Britt has spent 46 years in the securities industry and has been registered with Ameriprise Financial Services in Plymouth Meeting, Pennsylvania since October 2016. Previous registrations include Janney Montgomery Scott in Bryn Mawr, Pennsylvania; Shearson Lehman Brothers; Smith Barney Harris Upham & Company; Prudential-Bache Securities; Shields Model Roland; Shields & Company; Dupont Glore Forgan; and Hornblower & Weeks Hemphill Noyes. He is a registered broker and investment adviser with sixteen US states and territories: California, Colorado, Delaware, Florida, Georgia, Illinois, Indiana, Massachusetts, New Jersey, New Mexico, New York, Ohio, Pennsylvania, Texas, Virginia, and Wyoming.
According to his BrokerCheck report, Jeffrey Britt has received six customer complaints and one pending customer complaint.
In 2005 a customer alleged Jeffrey Britt, while employed at Janney Montgomery Scott, violated securities industry rules related to fair dealing. The complaint settled in 2006 for $20,000.
In 2004 a customer alleged Jeffrey Britt, while employed at Janney Montgomery Scott, engaged in civil conspiracy, committed fraud, and failed to supervise. The complaint settled for $6,500.
In 2003 a customer alleged he, while employed at Janney Montgomery Scott, made unsuitable investment recommendations. The customer is seeking $59,503 in damages in the pending complaint.
In 2002 a customer alleged he, while employed at Janney Montgomery Scott, executed unauthorized trades, misrepresented material facts, acted negligently, made unsuitable recommendations, and failed to supervise. The complaint settled for $100,000.
In 2002 a customer alleged he, while employed at Janney Montgomery Scott, made unauthorized and unsuitable trades. The complaint settled for $50,000.
If you or someone you know has a complaint regarding Jeffrey Britt, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup losses. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.