Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 25, 2017 indicate that New York-based Raymond James & Associates broker Adam Frankfort has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Frankfort (CRD# 1293630).
Adam Frankfort has spent 32 years in the securities industry and has been registered with Raymond James & Associates in New York, New York since September 2016. Previous registrations include Deutsche Bank Securities in New York, New York; RBC Capital Markets Corporation in Florham Park, New Jersey; CE Unterberg Towbin in New York, New York; Everen Securities in St. Louis, Missouri; Bear Stearns & Company in New York, New York; Painewebber in Weehawken, New Jersey; Rooney Pace; Laidlaw Adams & Peck; and Cralin & Company. He has passed five securities industry examinations: Series 66 (Uniform Combined State Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); Series 3 (National Commodity Futures Examination); and Series 8 (General Securities Sales Supervisor Examination [Options Module & General Module]).
According to his BrokerCheck report, Adam Frankfort has received one pending customer complaint.
In May 2017 a customer alleged Adam Frankfort, while employed at Raymond James & Associates, misrepresented material facts, made unsuitable investment recommendations, and provided poor recommendations and advice in connection to investments in equity listed products. The customer is seeking $1,000,000 in damages in the pending complaint.
If you have lost money investing with Adam Frankfort, call Fitapelli Kurta at 877-238-4175 without delay. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited by law, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.