Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2018 indicate that Florida-based Wells Fargo Clearing Services broker/adviser Adam Moldof has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Moldof (CRD# 2657404).
Adam Moldof has spent 22 years in the securities industry and has been registered with Wells Fargo Clearing Services in Boca Raton, Florida since 2003. He was previously registered with Prudential Securities in New York, New York (1995-2003). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on December 20, 1995; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on December 4, 1995; Series 31 (Futures Managed Funds Examination), which he obtained on November 5, 2003; and Series 7 (General Securities Representative Examination), which he obtained on November 20, 1995. He is a registered broker and investment adviser with 22 US states and territories: Arizona, California, Connecticut, the District of Columbia, Florida, Georgia, Illinois, Indiana, Maryland, Massachusetts, Michigan, Minnesota, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, Texas, Virginia, and Washington.
According to his BrokerCheck report, he has received one pending customer complaint and one customer complaint that was closed with no action taken.
In August 2018 a customer alleged Adam Moldof, while employed at Wells Fargo Clearing Services, recommended unsuitable mutual fund investments in 2015. The customer is seeking $270,000 in damages in the pending complaint.
In 2009 a customer alleged Adam Moldof, while employed at Prudential Securities, recommended an unsuitable corporate bond. The customer sought unspecified damages in the complaint, which was denied.
If you have lost money investing with Adam Moldof, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.