Public records published by the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC), accessed on May 3, 2018, indicate that North Carolina-based First Oak Wealth Management adviser Airis Abolins has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Abolins (CRD# 2891011).
Airis Abolins has spent more than twenty years in the securities industry and has been registered with First Oak Wealth Management in Raleigh, North Carolina since 2017. Previous registrations include Great Lakes & Atlantic Wealth Management and Advisory Partners in Raleigh, North Carolina (2017); Davis Wealth Management in Durham, North Carolina (2009-2017); Wells Fargo Advisors in Raleigh, North Carolina (2000-2009); and Verity Investments in Durham, North Carolina (1997-2000). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on October 6, 2009; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on June 12, 1997; Series 7 (General Securities Representative Examination), which he obtained on September 24, 2001; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on June 11, 1997.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In January 2017 a customer alleged Airis Abolins, while employed at DWM Advisors, provided improper investment advice and misrepresented material facts related to the placement and management of certain investments in private equity and private debt. The complaint settled in April 2017 for $400,000.
In December 2017 a customer alleged Airis Abolins, while employed at DWM Advisors, gave improper advice and misrepresented material facts in connection to investments in private debt and private equity. The customer is seeking $25,000 in damages in the pending complaint.
If you or someone you know has a complaint regarding Airis Abolins, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited by law, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.