Public records provided by the Financial Industry Regulatory Authority (FINRA) on December 12, 2016 indicate that New York-based Citigroup Global Markets broker/adviser Alex Marino has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Marino (CRD# 1597666).
Alex Marino has spent 29 years in the securities industry and has been registered with Citigroup Global Markets in New York, New York since August 2016. Previous registrations include Oppenheimer & Company in Stamford, Connecticut; Oppenheimer & Company in New York, New York; CIBC World Markets in New York, New York; Prudential Securities in New York, New York; Smith Barney in New York, New York; and Merrill Lynch. He is a registered broker and investment adviser with six US states and territories: California, Connecticut, Florida, New Jersey, New York, and Pennsylvania.
According to his BrokerCheck report, Alex Marino has received one customer complaint and one civil judgment or lien.
In 2015 Portfolio Recovery Associates filed a civil judgment or lien totaling $11,000 against Alex Marino. The judgment or lien remains outstanding.
In 2000 a customer alleged Alex Marino, while employed at Prudential Securities, materially misrepresented the value of an investment. The complaint settled in 2001 for $9,000.
In 1998 Alex Marino was terminated from Prudential Securities following allegations that unauthorized trades were executed in a client account.
If you have complaints regarding Alex Marino, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.