Public records published by the Financial Industry Regulatory Authority (FINRA) on April 14, 2017 indicate that Connecticut-based Citigroup Global Markets broker/adviser Amy Elias has been the subject of a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Elias (CRD# 4414763).
Amy Elias has spent fifteen years in the securities industry and has been registered with Citigroup Global Markets in New Canaan, Connecticut since 2012. Previous registrations include E*Trade Securities in Jersey City, New Jersey; TD Ameritrade in New York, New York; Cal Fed Investments in Sacramento, California; American Express Financial Advisors in Minneapolis, Minnesota; and IDS Life Insurance Company in Minneapolis, Minnesota. She has passed two securities industry examination: Series 66 (Uniform Combined State Law Examination) and Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with fourteen US states and territories: California, Connecticut, Florida, Indiana, Maine, Massachusetts, Missouri, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, and Virginia.
According to his BrokerCheck report, Amy Elias has received one customer complaint.
In 2015 a customer alleged Amy Elias, while employed at E*Trade Securities, made unsuitable investment recommendations, breached his fiduciary duty, committed fraud, and acted negligently in connection to the sale of Puerto Rican bonds in 2009 and 2012. The complaint resulted in an award to the customer of $10,000.
If you or someone you know has lost money investing with Amy Elias, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.