Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on July 6, 2017 indicate that Oregon-based Ameriprise Financial Services broker/adviser Andrew Hall has been the subject of a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hall (CRD# 1244561).
Andrew Hall has spent 21 years in the securities industry and has been registered with Ameriprise Financial Services in Portland, Oregon since 2009. Previous registrations include Securities America in Portland, Oregon (2009-2010); Wachovia Securities in Portland, Oregon (2001-2009); and US Bancorp Piper Jaffray in Minneapolis, Minnesota (1995-2001). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); and Series 8 (General Securities Sales Supervisor Examination [Options Module & General Module]). He is a registered broker and investment adviser with eight US states: Arizona, California, Idaho, Minnesota, Montana, Oregon, Texas and Washington.
According to his BrokerCheck report, he has received one customer complaint.
In 2016 a customer alleged Andrew Hall, while employed at Ameriprise Financial Services, mishandled accounts, acted negligently, breached his fiduciary duty, violated Oregon securities laws and applicable regulatory laws, made unsuitable recommendations, and failed in his supervisory duties in connection to unit investment trust products. The complaint resulted in an award to the customer of $191,772.
If you or someone you know has lost money investing with Andrew Hall, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited by law, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.