Andrew Rosenberg Has Received 40 Customer Complaints

Andrew RosenbergPublicly available records published by the Financial Industry Regulatory Authority (FINRA) on April 17, 2017 indicate that former Florida-based Securities America broker/adviser Andrew Rosenberg has been the subject of dozens of customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Rosenberg (CRD# 2944124).

Andrew Rosenberg has spent fourteen years in the securities industry and was most recently registered with Securities America in Palm Beach, Gardens, Florida (2009-2012). Previous registrations include NFP Securities in Coral Springs, Florida; Commonwealth Financial Network in Waltham, Massachusetts; Investacorp in Miami, Florida; AXA Advisors in New York, New York; and the Equitable Life Assurance Society of the United States in New York, New York. He is currently not registered with any state or firm.

According to his BrokerCheck report, he has received 40 customer complaints.

In 2016, a customer alleged Andrew Rosenberg, while employed at NFP Securities and Securities America, acted negligently, misrepresented material facts, breached his fiduciary duty, and omitted material facts in connection to the sale of two real estate investment trust products. The complaint settled in January 2017 for $7,500.

In 2015, a customer alleged Andrew Rosenberg, while employed at NFP Advisor Services, misrepresented material facts in connection to the sale of tenant-in-common securities. The complaint settled in 2016 for $330,000.

In 2015, a customer alleged Andrew Rosenberg, while employed at NFP Advisor Services, misrepresented material facts in connection to a TIC investment. The complaint settled for $90,000.

In 2013 a customer alleged he, while employed at NFP Securities, misrepresented material facts in connection to the sale of alternative investments. The complaint settled for $184,000.

In 2013 a customer alleged he, while employed at NFP Securities, misrepresented material facts. The complaint settled for $99,000.

In 2013 a customer alleged he, while employed at NFP Securities, made misrepresentations of material facts. The complaint settled for more than $158,000.

In 2013 a customer alleged he, while employed at NFP Securities, misrepresented material facts connected to alternative investments sold between 2007 and 2009. The complaint settled for $265,000.

If you or someone you know has complaints regarding investments made with Andrew Rosenberg, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.