Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 9, 2016 indicate that New Jersey-based Chase Investment Services broker Andrew Zigouras has received customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Zigouras (CRD# 1248597).
Andrew Zigouras has spent 31 years in the securities and has been registered with Chase Investment Services in Teaneck, New Jersey since October 2015. Previous registrations include JP Turner & Company in Teaneck, New Jersey; Gunnallen Financial in Englewood Cliffs, New Jersey; Andrew Alexander Wise & Company in New York, New York; Rickel & Associates in New York, New York; South Richmond Securities, which has since been expelled by FINRA; Prestige Investors; and Norbay Securities. He is a registered broker in New York and New Jersey.
According to his BrokerCheck report, Andrew Zigouras has received four customer complaints.
In 2012, a customer alleged Andrew Zigouras, while employed at Gunnallen Financial, made unsuitable investment recommendations, misrepresented material facts, engaged in unjust enrichment, and breached his fiduciary duty. The complaint settled in 2014 for $85,000, to which Mr. Zigouras individually contributed $85,000.
In 2004, a customer alleged Andrew Zigouras, while employed at Andrew Alexander Wise, recommended unsuitable investments. The complaint settled in 2005 for $5,000, to which Mr. Zigouras individually contributed $5,000.
In 2003, a customer alleged Andrew Zigouras, while employed at Andrew Alexander Wise, was president of the firm while a representative executed unsuitable transactions. The complaint settled in 2005 for $9,999, to which Mr. Zigouras individually contributed $9,999.
In 1995, a customer alleged Andrew Zigouras, while employed at Rickel & Associates, misrepresented material facts, made unsuitable investment recommendations, and executed unauthorized trades. The complaint resulted in an award to the customer of more than $300.
If you have lost money investing with Andrew Zigouras, you may be able to recoup lost funds. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. Fitapelli Kurta accepts all cases on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.