Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on March 23, 2017 indicate that California-based Morgan Stanley broker/adviser Antoine Souma has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Souma (CRD# 4210987).
Antoine Souma has spent sixteen years in the securities industry and has been registered with Morgan Stanley in Los Angeles, California since June 2016. Previous registrations include JP Morgan Securities in Los Angeles, California; Deutsche Bank Securities in Los Angeles, California; and UBS Financial Services in Beverly Hills, California. He is a registered broker and investment adviser with fifty US states and territories.
According to his BrokerCheck report, Antoine Souma has received one customer complaint and one pending customer complaint.
In 2016 a customer alleged Antoine Souma, while employed at JP Morgan, misrepresented material facts, made unsuitable recommendations, and over-concentrated the account in structured notes and other fixed income investments in the oil and gas sector. The customer is seeking at least $20,000,000 in damages in the pending complaint.
In 2008 a customer alleged Antoine Souma, while employed at UBS Financial Services, breached his fiduciary duty, misrepresented and omitted material facts, acted negligently, and recommended unsuitable investments. The complaint settled for $37,500.
If you or someone you know has complaints regarding Antoine Souma, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.