Public records published by the Financial Industry Regulatory Authority (FINRA) on February 13, 2017 indicate that Oregon-based Cetera Advisors broker/adviser Arlo Stoll has received several resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Stoll (CRD# 2863903).
Arlo Stoll has spent nineteen years in the securities industry and has been registered with Cetera Advisors in Salem, Oregon since 2012. Previous registrations include Pacific West Securities in Salem, Oregon; Rushmore Securities in Dallas, Texas; Northstar Securities in Dallas, Texas; and WMA Securities in Duluth, Georgia. He is a registered broker and investment adviser with ten US states and territories.
According to his BrokerCheck report, he has received two customer complaints and two pending customer complaints.
In December 2016 a customer alleged Arlo Stoll, while employed at Cetera Advisors, recommended unsuitable products, acted negligently, breached his fiduciary duties, and violated securities laws. The customer is seeking $76,778 in damages in the pending complaint.
In 2013 a customer alleged Arlo Stoll, while employed at Pacific West Securities, breached his fiduciary duty, made unsuitable investment recommendations, committed fraud, and violated securities laws. The complaint settled for $32,500.
In 2011 a customer alleged he, while employed at Pacific West Securities, provided the wrong paperwork for an investment. The customer is seeking $65,000 in damages in the pending complaint.
If you or someone you know has lost money investing with Arlo Stoll, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.