Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 8, 2018 indicate that Hawaii-based Merrill Lynch broker/adviser Audra Stevenson, also known as Audra Butera, has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Stevenson (CRD# 4355595).
Audra Stevenson has spent 12 years in the securities industry and has been registered with Merrill Lynch in Honolulu, Hawaii since 2014. Previous registrations include Morgan Stanley Smith Barney in Honolulu, Hawaii (2009-2010) and Citigroup Global Markets in Honolulu, Hawaii (2001-2009). She has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which she obtained on July 21, 2014; Series 65 (Uniform Investment Adviser Law Examination), which she obtained on April 6, 2001; Series 63 (Uniform Securities Agent State Law Examination), which she obtained on March 29, 2001; and Series 7 (General Securities Representative Examination), which she obtained on May 5, 2014. She is a registered broker and investment adviser with 16 US states and territories: Arizona, California, Colorado, Florida, Hawaii, Illinois, Michigan, Montana, Nebraska, Nevada, New York, North Carolina, Oregon, Texas, Virginia, and Washington. Her self-regulatory organization (SRO) registrations include: BOX Options Exchange LLC, Bats BYX Exchange, Bats BZX Exchange, C2 Options Exchange, the Chicago Board Options Exchange, the Chicago Stock Exchange, FINRA, Investors’ Exchange, the Miami International Securities Exchange, the Nasdaq Stock Market, and the New York Stock Exchange.
According to her BrokerCheck report, she has received one pending customer complaint.
In October 2017 a customer alleged Audra Stevenson, while employed at Merrill Lynch, participated in unauthorized trading in August 2017. The customer is seeking $50,000 in damages in the pending complaint.
If you have lost money investing with Audra Stevenson, also known as Audra Butera, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.